Q & A

This is a common issue during renewal periods. We assist with compliance checks, proof of payment follow-ups, and correcting outstanding requirements on the PPRA portal.

Yes, PPRA compliance applies to agencies of all sizes, including independent and startup firms.

Late renewals can affect your compliance status and ability to trade. We assist with renewal management and compliance tracking.

The PPRA typically checks FFCs, mandate agreements, trust account compliance, FIC records, and operational compliance documentation.

Yes, data protection and client information handling are receiving increased regulatory attention, making proper POPIA compliance more important than ever.

Yes, we assist with agent onboarding, FFC-related processes, and compliance guidance.

Some firms may qualify for a trust account exemption, but approval must still be properly obtained and documented with the PPRA.

Late renewals may result in your firm or agents being unable to trade legally or claim commission until compliance is restored.

Yes, we assist with compliance corrections, missing documentation, and proper resubmissions to avoid unnecessary delays.

Yes, provided the firm operates under a compliant Principal Practitioner structure while qualification requirements are being completed.

Many agencies focus only on registration and overlook ongoing compliance such as CPD, FIC, audits, and annual renewals, which can later affect their ability to trade legally.